Compliance Officer
Job Description
About the job:
Ensure ongoing compliance with Swiss and international regulatory requirements (e.g., FINMA, AMLA)
Maintain and enhance internal compliance policies, procedures, and controls
Monitor and oversee investment compliance with regard to internal guidelines and external regulations
Support the onboarding process of new investment structures, counterparties, and service providers (KYC/AML checks)
Conduct internal training and promote compliance culture within the organization
Act as a liaison for regulatory authorities and external auditors
Stay up to date on regulatory developments impacting asset and wealth management
About the candidate:
University degree in law, finance, or a related field
At least 5 years of relevant compliance experience in asset management, wealth management, or a family office
Strong knowledge of Swiss financial regulation (e.g., FINIA/FINMA guidelines) and investment compliance frameworks
Structured, detail-oriented, and discreet, with a proactive and solution-driven mindset
Fluent in German and English (spoken and written)
Able to work independently in a small, dynamic team environment jidfc42783a jit0727a jiy25a
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Job Detail
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Job IdJD1678303
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationZürich, Switzerland
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EducationNot mentioned