Senior Compliance Officer For Trading
Genf, Switzerland
Job Description
Ensure that the Bank meets applicable laws, regulations and internal standards at Group level, especially in the context of new acquisitions.
Liaise with the entities experts to roll out a group approach.
- Act as Subject Matter Expert and person in charge of best execution monitoring at Group level (excluding Asia) for the Wealth Management and the Asset Management businesses for equities, fixed income, derivatives and structured products.
- Act as Subject Matter Expert on transactional regulatory reportings for the Wealth Management and the Asset Management businesses.
- Contribution to the analysis of IPO and new issues prorata allocation monitoring.
- Contribution to the analysis of US regulator requests in relation to CFTC, CME and ICE daily reportings on listed derivatives.
- Review and enhancement of the current controls.
- Update of related internal regulations, MFCs and procedures where relevant.
- Follow up of internal and/or external audit points in relation to key responsibilities.
- Contribution to Group Compliance projects in relation to key responsibilities.
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Job Detail
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Job IdJD1666850
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IndustryNot mentioned
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Total Positions1
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Job Type:Full Time
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Salary:Not mentioned
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Employment StatusPermanent
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Job LocationGenf, Switzerland
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EducationNot mentioned